Estate Planning & Investment Services

Guiding families and individuals

Your Trusted Planning Partners

We’ve helped families and individuals  plan for their future and protect their legacy Our Investment Executives work with you to develop strategies that maximize what you pass on to your family by combining estate planning expertise with investment advisory services.

Comprehensive Planning Services

  • Financial Plans reviewed annually for retirement & estate goals 
  • Portfolio analysis & diversification strategies to optimize investments 
  • Long-term care planning in case you’ll need skilled nursing care 
  • Trust coordination with investment strategies for seamless planning

Investment & Retirement Solutions

  • Mutual funds plus CDs, stocks, bonds, annunities 
  • College savings programs coordinated with overall financial strategy 
  • 401k, IRA, & 403b optimization with rollover assistance 
  • Diversified portfolio management for growth & income goals

Choose Your Planning Approach

Whether you’re just starting to think about estate planning or need comprehensive wealth management, we offer services tailored to your stage of life and complexity of financial needs.

Essential Planning

Perfect for young families and first-time planners who want essential documents and basic investment coordination.

Features

  • Written financial plan 
  • Portfolio analysis 
  • College savings programs 
  • Basic estate documents 
  • Annual plan review

Comprehensive Planning

Ideal for established families who need advanced tax planning, investment management, and wealth transfer strategies.

Features

  • Advanced estate planning 
  • Investment diversification 
  • Tax optimization strategies1 
  • Trust coordination 
  • Multi-generational planning

Retirement-Focused Planning

Designed for those approaching or in retirement who want to optimize income and protect assets for their heirs.

Features

  • Retirement income strategies 
  • Asset protection planning 
  • Long-term care preparation 
  • Investment management 
  • Legacy preservation

Business Owner Planning

Comprehensive planning for business owners who need to coordinate personal estate plans with business succession.

Features

  • Business succession planning 
  • Personal estate coordination 
  • Tax-efficient structures1 
  • Family wealth transfer 
  • Investment optimization

Estate Planning Questions & Answers

Get answers to the most important questions about estate planning, retirement planning, and investment services.

Your Financial Plan includes retirement goal analysis, investment risk strategy, estate planning coordination, and annual testing to keep you on track.

We offer mutual funds, stocks, bonds, structured CDs, annunities, insurance, plus portfolio analysis and diversification strategies.

Your Financial Plan should be reviewed at least annually to adjust for life changes, market conditions, and evolving retirement goals.

Our experienced Investment Executives, Robert Martin and Kate DiMascolo,work with you to develop, review, and execute financial plans for retirement, estate planning, and education goals.

1 Consult your tax advisor.

IMPORTANT: Investment and insurance products and services are offered through Osaic Institutions, Inc., Member FINRA/SIPC. Cape & Coast Financial is a trade name of Cape & Coast Bank. Osaic Institutions and the Bank are not affiliated. Products and services made available through Osaic Institutions are not insured by the FDIC or any other agency of the United States and are not deposits or obligations of nor guaranteed or insured by any bank or bank affiliate. These products are subject to investment risk, including the possible loss of value.