Investment Planning & Portfolio Management
Investment Executives providing expert guidance
Your Investment Planning Partners
We’ve helped families and individuals build wealth through changing markets and life transitions. Our Investment Executives help you navigate career changes to retirement planning, creating strategies that adapt to your unique situation and goals.
Investment Services & Solutions
- Free Portfolio Analysis identifies diversification opportunities
- Financial Plans reviewed annually adapt to life changes
- Mutual Funds plus CDs, bonds, annuities and more
Life Event Planning Triggers
- Marriage or divorce requires coordinating accounts and beneficiaries
- Birth or death means education planning and insurance updates
- Job changes affect retirement contributions and investment timelines
- Home purchases impact investment priorities and financial strategy
Investment Solutions for Every Goal
Whether you’re just starting to invest or managing retirement income, our Investment Executives tailor strategies to your timeline, goals, and comfort level with different investment approaches.
Getting Started with Investing
Perfect for new investors who want professional guidance with investment basics and long-term wealth building strategies.
- Free portfolio analysis
- Investment education resources
- Basic diversification strategy
- Access to mutual funds
- Annual plan reviews
Complete Financial Coordination
Ideal for established investors seeking coordination among investments, retirement planning, and estate strategies.
- Financial Plans
- Advanced portfolio management
- Tax-advantaged investment strategies1
- Estate planning coordination
Retirement Planning Focus
Designed for those approaching or in retirement who need income planning and wealth preservation strategies.
- Retirement income planning
- Portfolio preservation focus
- Traditional and Roth IRAs
- 401(k) and 403(b) coordination
- Legacy wealth strategies
Education & Family Planning
Comprehensive planning using 529 college savings programs, and tax-efficient family strategies.
- 529 college savings plans
- Multi-child education planning
- Family investment coordination
Why Choose Our Investment Services
Your Investment Planning Process
We’ll guide you through every step of investment planning, from understanding your goals to ongoing portfolio management that adapts as your life and financial situation evolve.
Investment Planning for Life Events
Major life changes are often the perfect time to review your investment strategy. We’ll help you navigate these transitions with adjustments that protect your wealth and support your new goals through changing circumstances.
When to Review Your Investments
- Marriage or divorce requires account coordination and beneficiary updates
- Birth or death means education planning and insurance updates
- Job changes affect retirement contributions and investment timelines
- Home purchases impact investment priorities and financial strategy
Investment Strategy Benefits
- Diversification reduces risk while maintaining growth potential
- Professional management saves time and optimizes performance
- Regular rebalancing keeps portfolios aligned with your goals
- Tax-efficient strategies1 help you keep more investment returns
Investment Planning Questions
Get answers to the most important questions about investment planning, portfolio management, and working with our Investment Executives.
What’s included in investment planning services?
We provide Portfolio Analysis, diversification strategies, and access to mutual funds and investment options.
Who are your Investment Executives?
Kate DiMascolo and Robert Martin are our licensed Investment Executives, affiliated with Osaic Institutions and available for consultations.
What investment options are available?
We offer mutual funds, structured CDs, bonds, annuities, insurance, retirement accounts, and college savings programs.
How often should I review my investments?
We recommend annual reviews, with additional check-ins during major life events like marriage, job changes, or significant market shifts.
How do I get started with investment planning?
Schedule a consultation with an Investment Executive. We’ll review your goals and situation to recommend appropriate next steps.
Ready to Start Investment Planning?
We’re here to help you build wealth, plan for retirement, and achieve your financial goals. Experience the difference that personal relationships and community banking expertise makes.
IMPORTANT: Investment and insurance products and services are offered through Osaic Institutions, Inc., Member FINRA/SIPC. Cape & Coast Financial is a trade name of Cape & Coast Bank. Osaic Institutions and the Bank are not affiliated. Products and services made available through Osaic Institutions are not insured by the FDIC or any other agency of the United States and are not deposits or obligations of nor guaranteed or insured by any bank or bank affiliated. These products are subject to investment risk, including the possible loss of value.
1Consult your tax advisor.